Money Laundering

Rule 301 dated 04.16.1999
Provides for the identification, registration, records, operations, communication, limits and administrative responsibility regulated by paragraphs I and II of article 10, paragraphs I and II of article 11 and articles 12 and 13, of Law No. 9.613/98, referent to money laundering crimes and assets, rights and value orders concealment crimes.

Legal Opinion 031 dated 09.24.1999
Rationale of paragraph 1 of article 3 of CVM Ruling No. 301, dated April 16th, 1999 ("Money Laundering"), which refers to the maintenance and updating of the clients' registration information.